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INTRODUCTION
This paper examines the use of an idea referred to as
expectancy as a predictor of
teen alcohol use. Expectancies are concepts that a
society reinforces which go on to influence a person's behavior. Current
clinical and field studies show that alcohol expectancies are reasonably
accurate tools in estimating future drinking patterns. This paper sets out to
determine the practical applications of this knowledge in the real classroom.
HISTORY Prior to the early 1960s, virtually no clinical studies were
available on the topic of teen drinking, as literature mostly focused on
negative social and moral implications of the activity (Maddox and McCall,
1964). Contrary to somewhat popular notion, however, adolescent drinking is not
unique on to the last few decades. In fact, the best indicators show that
"drinking among youth has been a longstanding phenomenon" that has shown no
significant change over the course of the last 120 years (Barnes, 1982). In the
sixties, the issue grew in prominence probably due to the rise of the
counterculture and an increase in teen drinking and driving accidents. A number
of pioneering social scientists set out to determine basic information about the
commonalty and frequency of alcohol use in this age group. Though specific data
varied from study to study due to methodology and demographics, a striking
picture emerged that "alcohol use is very prevalent among teenagers and young
adults." In fact, Barnes (1982) co n Once research findings established
the basic foundations, further questions soon arose on the psychological reasons
behind the increase in consumption. Though the answers are still not definitive
by any means, a few commonly accepted theories arose. Teens almost consistently
report one of three reasons for drinking: partying, self-expression, and anxiety
(Maddox and McCall, 1964). None of this information, however, is of particular
alarm. Regardless of the reason, most adolescent drinkers consume only
occasionally and generally responsibly (Barnes, 1982; Finn, 1979). In fact, a
few authors contend that teenage drinking can be a fairly normal step in the
process of identity development (Finn, 1979). "Drinking," claims Maddox and
McCall (1964), "is important for validating their self-conceptions as adults or
their claims to adult status." A great deal of controversy exists on whether
time spent with peers in reckless activities such as drinking is a positive
aspect of the socialization process as well. E PROBLEM DRINKING In
the late 1970s and into the 1980s researchers begun to realize that they had not
designed their studies to examine this much more destructive phenomenon of
problem drinking. Differing definitions of problem drinking exist, but virtually
all contemporary authors agree that it involves drinking often, and to the point
of extreme intoxication. A very complex web of answers began to unfold which
included, peer pressure, parental permissiveness, boredom, parental substance
abuse and emotional problems (Finn, 1979). Further, it became clear that
psychological perceptions of drinking influenced these adolescents' behaviors as
much as the physical effects of alcohol (Christiansen et al., 1989).
EXPECTANCIES Researchers began a continuing effort piece together a
single explanation for problem drinking. Given the vast set of variables
involved, this goal proved to be a formidable task. They shifted focus to the
emerging theory of expectancies as a method of prediction. Goldman et al. (1987)
defined alcohol expectancy as referring, to the anticipation of a systematic
relationship between events or objects in some upcoming situation. The
relationship is understood to be of an if-then variety: If a certain event or
object is registered then a certain event is expected to followÉ Expectation
can be inferred to have causal status in that an individual with his/her own
actions, may produce a certain consequence upon noting that an if condition is
fulfilled. More simply stated, drinkers learn certain behavior about
drinking from their society. When exposed to alcohol, or alcohol-related cues,
they accept and act upon these understandings. Aas (1995) believes, "children
learn what to expect of alcohol and those expectations are reinforced throughout
our societies." These expectancies develop early in life, perhaps as early as
the fourth grade (Miller et al., 1990). A number of surveys can detect
expectancies. The one most commonly used for adolescents is the Alcohol
Expectancy Questionnaire- Adolescent Form, (AEQ-A). Other significant surveys
include both the Alcohol Effects Scale (AES), and the Effects of Drinking
Alcohol (EDA). These questionnaires involve extensive self-reporting that target
expectancy in normal populations of adolescents (Aas et al., 1995). The results
of these surveys can detect both the transition from non-drinker to drinker and
problem drinking when analyzed using two detection constructs, or models.
Baker (1987) outlines the two basic constructs that psychologists know as
the Conditioned Withdrawal Model (CWM), and the Conditioned
Appetitive-Motivational Model (CAMM). The CWM can detect problem drinking based
on the notion that certain expectancies are conditioned responses to avoid or
escape signs of withdrawal (Baker et al., 1987). It uses craving and negative
affect as indicators of an intention to drink. Users who fit into the CWM model
often perceive alcohol as an "antidepressant and a euphoriant (Johnson and
Fromme, 1994)." The CAMM, on the other hand, uses positive cues as its main
indicator. It "proposes that positive mood states characterize the pursuit of
alcohol (Johnson and Fromme, 1994)." This model associates exposure to alcohol
or alcohol cues is with positive outcomes, eliciting a response to drink.
"Positive alcohol outcome experiences are reliably associated with drinking
practices, with heavy drinkers holding stronger expectancies than light drinkers
(Johnson and Fromme, 1994). " However, several problems have developed
in the process of using these constructs as predictive models both in clinical
studies and in individual cases. A person develops expectancies in childhood and
early adolescence, but they may not influence actual drinking until much later
(Christiansen, et al., 1989). In other words, teenagers may have developed a set
of expectancies long before, but having never been directly exposed to alcohol
or alcohol-cues, they have yet to act upon them. Those unfamiliar with
expectancies can think of this effect as a time bomb that the socialization
process can trigger any given time. Studies have overcome this barrier by
setting up a period between taking the batteries of expectancy surveys and
self-reporting studies on actual use. Because of the 'time bomb' effect and
study limitations, such long-term tracking can be difficult as an immediate
predictor of alcohol use in the individual. Additionally, it has been difficult
to find a point at which to discriminate the resp o CURRENT RESEARCH
Current research on expectancies is focusing on combining personal and
social statistics with current knowledge on the topic as a better indicator. For
both expectancy models, high-risk youngsters clearly hold higher than average
expectancies (Christiansen et al., 1989.) A number of studies in recent years
have focused on differentially equating individual factors and alcohol
expectancies to come up with a better model. In essence, these studies are
focusing on integrating expectancy theory into the classic model of
risk-detection. Initial studies on certain fronts have shown to provide
marginally better constructs at predicting both frequency and quantity of
alcohol use. However, "a major controversy exists in the literature concerning
whether personal and social expectancies predict different types of outcomes
(Reese, 1994)." DISCUSSION Though the literature and research to date
have been very effective at showing the accuracy of adolescent alcohol
expectancies, I feel it is quite inadequate as to its practical use in the
classroom. A few authors make vague and general references to practical utility,
but never discuss the topic. I believe, based on the research findings, however,
that the potential for incorporating expectancy theory into prediction method in
public school is still great. In no way, would it replace the classic model of
risk detection, but would serve as a highly effective tool to enhance it.
Furthermore, as new findings accumulate we may determine that classic risk
detection and expectancies are not so different in their conclusions. If
schools administered expectancy surveys over the span of an adolescent's
academic career, then a much clearer picture of potential problem drinking would
develop. Tracking over a long period would overcome the methodological problems
encountered in some of the clinical research. If schools track expectancies,
known drinkers who may be consuming responsibly and in moderation would be less
likely to be mislabeled as problem drinkers. Similarly, the system could more
clearly identify the child with the resources to effectively cover up his
drinking problems. Since research has shown that most expectancies develop even
before adolescence begins, perhaps if the child begins taking these surveys
early in development, effective intervention into their perceptions of alcohol
might be possible. A number of problems could also arise if schools were to
adopt this theory. For example, surveys or constructs provide no definite
answers. If the educational system relies to heavily on this theory alone, it
dooms the idea to be no better than traditional detection methods. Additionally,
the educational system would have to address the issue of confidentiality.
Clinical research relies on a high degree of anonymity to elicit accurate
responses (Christiansen, 1989). If children complete expectancy surveys, a
guarantee does not exist that they will respond honestly. This effect, however,
is likely minimal for two reasons. First, the student is less apt to lie, as
expectancy surveys deal with attitudes and perceptions rather then reporting
actual drinking behavior. Second, as with similar issues, counselors should
maintain a high level of confidentially. The final complication of long term
tracking would not be so simple to solve; few in the educational profession are
likely to lack training in expectancy theory. It would be a costly effort to
attempt to train counseling staffs to understand and interpret survey results
within either the CWM or CAMM constructs, or any new highly specific models that
are emerging. FURTHER STUDY Further study must begin to explore
specifically the practical applications of expectancies in the educational
system such as I discuss. Prior research studies have certainly laid the
groundwork to show that expectancies can provide a reasonably accurate
prediction and detection tool. Now, both the research and educational
communities need to come together to make their use a reality. Additionally,
current research on differentially equating specific personal and social factors
with expectancy constructs must continue; the more accurate and precise that
construct models become, the easier it becomes to use them. Finally, scientists
must work to better understand "how children's backgrounds, through the
socialization process, can influence their drinking patterns (Aas et al.,
1995)." In other words, applying expectancy to the real world beckons a better
understand of what events in an adolescent's socialization process are likely to
set off the "time bomb" expectancies. CONCLUSIONS No research has been
conducted on the practical applications of what we know about alcohol
expectancies. This observation neither nor denies my thesis, but instead merits
further investigation. On the basis of on the accumulated knowledge of 30 years
of classic model prediction and nearly a decade devoted to expectancy research,
I believe that expectancy models do have an appropriate place in today's school
systems. Their use may be problematic but the long term benefits of saving the
problem drinking adolescents far outweigh the potential negative consequences.
More extensive professional investigation is definitely warranted.
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